Regulatory Compliance Reports

RKL’s quarterly compliance reports identify proposed and finalized, federally issued consumer compliance and regulatory items. View or download past reports below. Learn more about RKL’s focus on the Financial Services Industry here.

2019

• June 2019 Report
• May 2019 Report 
• First Quarter 2019 Report

2018

• Fourth Quarter 2018 Report
• Third Quarter 2018 Report
• Second Quarter 2018 Report
• First Quarter 2018 Report

2017

• Fourth Quarter 2017 Report
• Third Quarter 2017 Report
• Second Quarter 2017 Report
• First Quarter 2017 Report

2016

• Fourth Quarter 2016 Report